Impact of the Capital Gains Tax Increase on the Sale of a Business

p>Business owners and management teams thattime table for a business sale. For those owners
are contemplating a sale of their company areor management teams that do not plan to sell for
now evaluating the impact that the 'timing of sale'5-10 years this event should not become an
has on the net proceeds received, as a result ofinducement to rush out and sell the company. For
the upcoming 33% capital gains tax increase.those owners that are considering a sale over the
Many business owners have seen a decline innext few years, the impact that this tax increase
revenue and profit over the last several yearshas on the after tax dollars received in a sale
and are expecting an improvement in the future.could be very significant and therefore, a
Since most business valuations are derived, largelythorough evaluation should be performed by the
in part, by the earnings the company generates,owner to assess the actual effect between selling
the general consensus is that a higher value will bea business now or years in the future. By
obtained by delaying the sale. Achieving theanalyzing the net after tax proceeds from a
highest business valuation is often the solebusiness sale in years 2010 thru 2013, the
concern with little consideration to the net afterbusiness owner or management team will
tax dollars. Many business owners are nowrecognize that even with a 10-15% growth per
re-evaluating this thought process given theyear, and maintaining consistent earnings with a
significant capital gains tax increase that will takeconstant exit multiple, the incremental value
place on January 1, 2011.attributed by the growth in income and revenue,
The Jobs and Growth Tax Relief Reconciliationin most cases, would be completely negated by
Act of 2003 was signed into law on May 28,the increase in capital gains taxes. Therefore,
2003. Among other things, this 2003 tax lawwhile the value of the business is anticipated to be
created lower dividend and capital gains rates forhigher in years 2011 and beyond, the net after
all investors. Under this Act, the maximum nettax proceeds, could be considerably less.
capital gains tax for assets held for more thanThere are many considerations involved in the
one year was lowered from 20% to 15% (andsale of a privately held business and this article is
from 10% to 5% for taxpayers in the 10% orwritten with the intention of helping business
15% tax bracket). The Tax Increase Preventionowners understand the potential impact that the
and Reconciliation Act of 2005, which extended2011 capital gains increase will have on the sale of
the 15% capital gains tax rate, "sunsets" ontheir privately held business. Understanding the
January 1, 2011. The term sunset is a timeeffect of the impending capital gains tax increase
phase-in provision which means that withoutenables business owners to make informed
further Congressional action, the previous law,decisions as it relates to maximizing the net after
including the provisions of the Economic Growthtax dollars through the intelligent structuring and
and Tax Relief Reconciliation Act of 2001timing of the business sale transaction. The tax
(EGTRRA), will go back into effect. Therefore, theimplications will vary for every business based
top 15% capital gains rate will revert to its formerupon the type of assets being sold and the
pre-May 6, 2003 level of 20%, effectively a 33%structure of the transaction and it is strongly
increase.recommended that a business tax advisor be
This tax increase should be one of many factorsinvolved in the process.
that are considered when evaluating the optimal