Know Who the Brokerage is Representing in a Business For Sale Transaction

If you are either the buyer or seller of a businesslikely be responsible for paying a fee of some
and there is a business broker involved as ansort to the buyer's agent.
intermediary, it is important you know what theAnother more common scenario is a business
relationship is to either party. It is important tobuyer who approaches a business broker on one
know who the business brokers are working for,of their business for sale listings on their own,
and the duty of care they are responsible towithout another business broker on the buyer's
provide also. In other words, determine if theyside. If you are the purchaser it is critical that you
have a fiduciary responsibility.know where you stand with respect to your
When a business is sold, a business brokerrelationship with the business broker from the
(typically) represents the seller. The businessvery beginning. There are a couple possible
owner is usually the client and the businessoutcomes here. A brokerage can take you on as
brokerage is the fiduciary. There is typically aa client where they would also treat you with a
contract drafted that stipulates the duty thefiduciary duty. In this case, they would be faced
broker has to the seller and vice versa. Thewith a multiple representation scenario and an
contract, or listing agreement, amongst otherinherent conflict of interest does present itself. In
things, usually lays out terms of compensationorder to act ethically and fairly to both parties in a
(commission rate, retainer, flat fee, etc.), term ofdual-agency role, a brokerage must disclose from
the listing, business assets to be sold and who thethe very beginning that it is representing both
seller is exactly. The key is that the businessparties and also get written consent from the
broker is more often than not working for thebuyer and seller of the business that they agree
seller from the very beginning.with this. In Ontario, a brokerage is governed
Another key take-away is that business for saleunder the Real Estate & Business Brokers Act
listings are often "exclusive" and businesswhich is a well-respected statute in the industry
brokerages do not co-operate with other businessto provide protection to both sides.
brokers. Under these terms, a business broker'sAnother possibility is that a brokerage may
job is to find the buyer for the seller but he orrepresent a seller but not a buyer. A brokerage
she will most likely not split the commission if thestill has an obligation to act with fairness, honestly
buyer came from another broker. Listings areand ethics to a buyer, even if they are not
most likely not MLS - they are exclusive to arepresented. Here, a buyer can get their own
particular brokerage in most cases. This is mostbroker or decide to work on their own and rely
often the case in Ontario, Canada.on the advice of advisors such as their lawyers or
The role of the business intermediary is to findaccountants.
buyers for the company and essentially put theOverall, if you are either a seller of a business or
deal together. A scenario may arise, however,a buyer and you must understand the role that a
where another brokerage does have the perfectbrokerage plays in the deal. Do not hesitate to
buyer. In the case of an exclusive,talk to an attorney if you need further clarity.
non-co-operating listing, the buyer would most